ALFI Roadshow to the USA

Mr. Shapiro is an Assistant Director in the Chief Counsel’s Office of the SEC’s Division of Investment Management.  In that role, Mr. Shapiro oversees the provision of guidance relating to the Investment Advisers Act and the Investment Company Act.  Prior to serving in his current role, Mr. Shapiro has at different times served as a branch chief in both the IM Liaison Office and the Chief Counsel’s Office. Mr. Shapiro has also served as Vice President, Corporate Counsel to Prudential and as an associate in the office of Ropes & Gray LLP. Mr. Shapiro earned his B.S. in Political Science and History from the University of Illinois at Urbana-Champaign, and his J.D. from the University of Virginia School of Law.