ALFI Comments in the IOSCO Consultation Report on Suitability Requirements for the Distribution of Complex Financial Products
23 May 2012 | Statements and Position Papers
On 18 May 2012 ALFI responded to IOSCO’s ConsultationReport on Suitability Requirements with respect to the Distribution of Complex Financial Products. Topics covered in this paper are among others the classification of retail and non-retail investors, disclosure methods, investor protection means in case of sale of complex products on an unsolicited basis, and information on the basis of the advice provided by the intermediary.
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