Continue

This site uses third party analytics cookies. Continuing the navigation over the following banner or closing the same is expressed consent to their use.

Understanding Investing 简体中文网页 Members section

ALFI Comments in the IOSCO Consultation Report on Suitability Requirements for the Distribution of Complex Financial Products

- ALFI statements

On 18 May 2012 ALFI responded to IOSCO’s ConsultationReport on Suitability Requirements with respect to the Distribution of Complex Financial Products. Topics covered in this paper are among others the classification of retail and non-retail investors, disclosure methods, investor protection means in case of sale of complex products on an unsolicited basis, and  information on the basis of the advice provided by the intermediary.

Please click here to view the document

Updated on 23/05/12
Share |