Over the year, ALFI participates in numerous consultations issued by European Institutions and industry associations.
On 1 August 2014, ALFI responded to ESMA’s consultation paper on MiFID II / MiFIR.
On 30 July 2014, ALFI responded to the consultation report on investor education and financial literacy published by IOSCO.
ALFI’s response to ESMA discussion paper of 20 March 2014 on draft technical standards for the regulation on improving securities settlement in the EU and on central securities depositories (CSD)- ALFI statements
ALFI responded today to the ESMA discussion paper on draft technical standards for the regulation on improving securities settlement in the EU and on central securities depositories (CSD).
ALFI's EMIR/OTC Derivatives FAQ working group published the 2nd edition of EMIR/OTC Derivatives FAQ document.
ALFI’s response to the OECD discussion draft on the use of treaty benefits in inappropriate circumstances - BEPS Action 6- ALFI statements
Download the document here.
ALFI Response to IOSCO/FSB consultation “Assessment methodologies for identifying non-bank non-insurer global systemically important financial institutions”- ALFI statements
On 7 April 2014, ALFI responded to the consultation “Assessment methodologies for identifying non-bank non-insurer global systemically important financial institutions” conducted by the International Organization of Securities Commissions (IOSCO) and the Financial Stability Board (FSB).
ALFI publishes its comments and responses to the Joint Committee Consultation Paper on draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors.
ALFI response to ESMA's consultation paper on the review of the Guidelines on ETFs and other UCITS issues - collateral diversification- ALFI statements
On 31 January 2014, ALFI responded to ESMA's consultation paper on the review of the guidelines on ETFs and other UCITS issues. This response focuses on a possible exemption for government securities from the 20%-issuer limit foreseen in paragraph 43(e) of the ESMA ETF and other UCITS issues guidelines and the proposal by ESMA that government securities received as collateral should come from at least six different issues (and that any single issue should not account for more than 30% of the collateral received).
Position Paper on the Commission Regulation (EU) N° 231/2013 Of 19 December 2012 - Treatment of subscription and redemption orders under AIFMD- ALFI statements
The main objectives of this ALFI Position Paper is to outline ALFI’s recommendations by way of providing Best Market Practice Guidelines on the treatment of subscription and redemption orders under AIFMD.
ALFI published its 1st edition of the EMIR/OTC Derivatives FAQ document.